The Risk Officer is responsible for overseeing risk management, compliance, and supervisory functions within a branch of a Brokerage Wealth Management firm, ensuring adherence to regulatory policies, internal procedures, and ethical standards. Reporting to the Senior Risk Officer, this role involves monitoring risk controls, supporting audits, handling escalations, managing client suitability, and collaborating with legal, compliance, and HR teams. Candidates must have active FINRA licenses (Series 7, 8 or 9/10, 63, and 65 or 66), and strong leadership, communication, and analytical skills.
...Buffalo City and Menal Health Court. This position will be responsible for establishing and maintaining relationships with community partners and service providers and acting as a liaison between the court and Case managers. Key Responsibilities: Reviewing work of...
2025 US Summer Internship Program Internship Program dates: Monday, July 7, 2025 - Friday, August 22, 2025 BDB US is searching for an ambitious Summer intern to support our New York based team. We lead the efforts of successful brands in this fast paced, content...
...Greenwich, CT is seeking two new Full-Time/Permanent Executive Assistants to join their expanding team! Both EA roles will be supporting... ...incredible opportunity to join a company at the forefront of technology with plans to become a tech-forward leader in the industry!...
...Focus Cloud is excited to partner with a Leading Workday Healthcare & Higher Education Consultancy to bring you a fantastic remote... ...ll get the opportunity to work with various modules across the HCM suite. What Were Looking For: ~5+ years of hands-on experience...
...ownership in 2019, Shook Electrical Supply is independently owned and operated with the ability to scale for any size project, based on... ...will be responsible for shipping & receiving, packing, unloading, forklift operation, and pallet jack use. Qualifications Shipping...